Important info on Brokerage Firms and T/A

[same53]

Important info on Brokerage Firms and T/A

I would highly suggest that all here call their Brokerage Firms and speak with your Compliance Examiner.
Ask and demand from your Brokerage Firm compliance dept all information on your accounts that they sent to the transfer Agent Mr Jack Donelly .All Documents!
Do not take no for an answer you have the right to receive this information on your accounts from your brokerage Firm.

Do not listen to the excuse that you may here from your Compliance Examiner saying to you (you can see everything we sent to the T/A by looking at your account it is all there.)

You want to see and have physical possession of all the Documents sent about your account to the T/A.
.
You may have to request this information in writeing which is what I had to do. I hand deliverd a letter to the branch manager at my local branch office and I got a copy of the letter for my records.

After this I sent an E-Mail to the Brokerage Firm I use stating exactly what I just did and reiterated the information I wanted mailed to me.
I mentioned names of all the parties I talked to.
By doing an E-Mail to your Brokerage Firm it insures that they receive your requests. You protect yourself so the Brokerage Firm can not come back on you and state they never received any such request from you.

Next call the T/A and speak to Mr Donelly. Ask Mr Donelly if he could send you a Fax about the information he has requested from the Brokerage Firm that you are using.

I did just that and Mr Donelly sent me a Fax on what he requested from my Brokerage Firm I use which is Scottrade.. Mr Donelly verified that I was a clinent of that Brokerage Firm before he sent me the Fax.

I will not post the contents of the Fax on this message board. It is up to you to call the T/A and get a copy for yourself.

I can state this after reading the information I received from the T/A I sent a SEC Complaint against the brokerage Firm I use.

I have been asking my Brokerage Firm questions for months with e-mails, phone calls and talking face to face with the branch manager with no results. What are they trying to hide?
Now I know the answer.

[same53]

Post I posted on Allstocks

Chad its not the T/A

You want to contact your Broker they are the culprits here. Everyone Call T/A and verify what is going on.
Read the below posts on what is really happening with Scottrade and Ameritrade.
Then Call T/A
303-783-9055


www.investorshub.com/boards/board.asp?board_id=5814


Posted by: same53In reply to: same53 who wrote msg# 13647 Date:10/18/2006 10:22:48 AMPost # of 13702
Everyone Read this post again.
I see a lot of posters asking Questions that they can get themselves. I did exactly what I posted below. I also followed up with the Brokerage Firm I use in requestiong New Information. I am waiting on that.Again i will not post on the message boards what I found out.
I did do a SEC Complaint against my Brokerage firm and I am pissed that we are being lied to and deceived by these firms.IMO Do not think for one minute that the brokerage firms are working in your be half. At first I thought they were.NOT ANY MORE*
**************************************************************Important info on Brokerage Firms and T/A
I would highly suggest that all here call their Brokerage Firms and speak with your Compliance Examiner.Ask and demand from your Brokerage Firm compliance dept all information on your accounts that they sent to the transfer Agent Mr Jack Donelly .
All Documents!Do not take no for an answer you have the right to receive this information on your accounts from your brokerage Firm.
Do not listen to the excuse that you may here from your Compliance Examiner saying to you (you can see everything we sent to the T/A by looking at your account it is all there.)You want to see and have physical possession of all the Documents sent about your account to the T/A..
You may have to request this information in writeing which is what I had to do.
I hand deliverd a letter to the branch manager at my local branch office and I got a copy of the letter for my records.After this I sent an E-Mail to the Brokerage Firm I use stating exactly what I just did and reiterated the information I wanted mailed to me.I mentioned names of all the parties I talked to.By doing an E-Mail to your Brokerage Firm it insures that they receive your requests. You protect yourself so the Brokerage Firm can not come back on you and state they never received any such request from you.Next call the T/A and speak to Mr Donelly.
Ask Mr Donelly if he could send you a Fax about the information he has requested from the Brokerage Firm that you are using.
I did just that and Mr Donelly sent me a Fax on what he requested from my Brokerage Firm I use which is Scottrade..
Mr Donelly verified that I was a clinent of that Brokerage Firm before he sent me the Fax.I will not post the contents of the Fax on this message board.
It is up to you to call the T/A and get a copy for yourself.I can state this after reading the information I received from the T/A I sent a SEC Complaint against the brokerage Firm I use.

I have been asking my Brokerage Firm questions for months with e-mails, phone calls and talking face to face with the branch manager with no results. What are they trying to hide?Now I know the answer.
*********************************************
Posted by: same53In reply to: None Date:10/18/2006 1:21:59 PMPost # of 13702

Post from RB this is what is going onThis is exactly what I am getting at.
Read the post below.
By: rinderles18 Oct 2006, 11:35 AM EDTMsg. 14031 of 14032Jump to msg. #
I would strongly suggest that anyone who has restricted shares for JPHC to contact the transfer agent and verify that the transfer agent has your shares. I would also make sure they have the correct amount.
I called yesterday to verify my position and to my surprise he told me my shares were not even listed with the Scottrade record position.I thought all my shares were sent months ago and im pretty disgusted to learn after all this time my shares were not included for some reasonThis could be a huge problem.
***********************************************
Posted by: Dallas66In reply to: None Date:10/18/2006 6:09:54 PMPost # of 13702

I spoke with Jack Donnelly last Monday and last Friday concerning the delivery of shareholder information from TDAmeritrade involving the restricted shares. Jack told me as of friday, he still has not received the complete and correct listing of shareholders, and what information involving share count received with that information is incomplete, this was from TDAmeritrade.

I contacted TDA last Monday after talking to Jack and demanded the following information be sent to the TA immediately. I was told by Jane in the compliance dept., the information had already been sent.

I asked her to verify with me what that information was...not names and numbers...just the specific information the TA had requested, and when it was actually sent. Jane was unable to supply me with that information. Jane assured me that MY personal information would be resent, and it would be done on Tuesday of last week.

I also requested an email verifying my personal information so I could again contact the TA to verify he indeed did receive the correct and accurate information.
As of last Friday Jack had not received the information, nor had I received an email conformation as I was promised.
Today I contacted TDA again spoke with John, and was told MY PERSONAL INFORMATION was propriatary by TDA and they did not have to disclose that information to me.

That was the wrong answer. After a brief conversation with a supposed dept. head, to make this shorter...I was told I will be sent the requested information via snail mail excluding my SS# for security reasons, which will also be resent to the TA.
I can live with that. I was also told by this person at TDA that they sent all requested information to the TA on Oct. 12, 2006.

How many months late is that from when the TA requested it?

The TA faxed me the letter he sent to TDA. TDA DID NOT COMPLY. EVERYONE...PLEASE DO THE FOLLOWING:CONTACT YOUR BROKER...DEMAND THEY RESEND "YOUR" PERSONAL INFORMATION TO THE TRANSFER AGENT. DO NOT TAKE NO FOR AN ANSWER. DEMAND THEY SEND YOU A COPY OF THAT INFORMATION TO YOU VIA SNAIL MAIL. AGAIN...DO NOT TAKE NO FOR AN ANSWER. TELL THEM UP FRONT YOU WILL BE VERIFYING THIS INFORMATION WITH THE TRANSFER AGENT PERSONALLY.

IT DOESN'T MATTER IF THEY TELL YOU THEY HAVE SENT IT A DOZEN TIMES...DEMAND THEY RESEND...IT IS YOUR RIGHT TO SEE IT.
here is the information the TA requires in order to complete the delivery of your shares.Legal Name: use the name in your broker account

Home addresstax id (SS#)
1. Total # of shares after merger & date2.
Total # of shares after exchange rate & date3. Total # of shares after 200:1 reverse split & date05-11-06 is the merger date05-23-06 is the jphc to paiv ratio date08-03-06 is the 200:1 reverse split dateIf you had APOA shares, there is an additional piece of information needed.

The stock record position and date for the div. I believe that was around 5-12-2006.....maybe 5-10-2006.these three records for your shares are called the"stock record position"you also need specified if you had only jphc...onlyapoa...or both jphc and apoa shares.

If your curious about the letters the TA has sent to the brokers, you will have to contact the TA and he will gladly FAX a copy to you involving YOUR broker.
Posted by: scrath50
In reply to: None Date:10/18/2006 3:17:07 PMPost # of 13702

interesting......"Thank you for your email. Scottrade is waiting to receive further instruction from the stock's transfer agent regarding the additional shares that are due shareholders.

All the shares will be credited to the necessary accounts when Scottrade finally takes possession of them.We apologize for the delay. Please let us know if you have any furtherquestions regarding your account. Cordially,Jon M.National Service CenterScottrade Inc."

[bernie]

Let us know if/when you get it and thanks. . . .

[same53]

I have the Fax

For 1 week now and it I can tell you Scottrade is not complying with the T/A everyone has do do a SEC Complaint .

[same53]

Simple answer

The Brokerage Firms are Short by how many who knows. It could be millions IMO. That is why they are not cooperating with the T/A even though they Brokerage Firms say they have complied with the requests from T/A. This is a lie!
How do I know this? I have a copy of the Fax. that was ent to Scottrade. I have e-mails and letters to Scottrade from June 2006 to this date.
I matched everything up from all the parties involved and then made an intelligent decision on who is telling the truth.
Facts to not lie.

You and everyone here can get a copy from the T/A on the Brokerage Firm you are with. It just takes a Call and a Fax machine.

[same53]

More Proof that Brokerages false statements

Are not cooperating with the T/A

Posted by: Bigdogs
In reply to: LP who wrote msg# 3364
Date:10/19/2006 8:01:55 PM
Post #of 3378

LP

These are my thoughts on the restricted Pavc(Jphc) shares.

I strongly advise every single person who has restricted shares of JPHC (now Pavc) to call the tranfer agent and confirm with him that he has your positions and shareholder information sent by the brokerages

After finding out after 6 months the other day that the transfer agent did not have my shares or any information on my account I am pissed. Been on the phone with compliance trying to figure everything out.


I have been in touch with the transfer agent and he has sent me a list of everything the brokerages needs to comply with the transfer agent. From what im hearing and is backed up by the transfer agent is the brokerages have a ton of failure to deliver shares and that there are only a minimal percentage of shares to give out to anyone and until the brokerages buy back in those failures the majority of shareholders will not be getting any shares from the looks of it.

I have talked to a few others with very large positions and there shares never showed up with the transfer agent. So the brokerages who have said all our information was sent have been misinforming alot of people including me.

If you call the transfer agent & request a fax of everything he needs

This is getting very disturbing what im hearing

I will update as i go from here